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Common for corporate and individual:
ASL - 客戶協議書 Client Agreement Aug 2017
— ASL - 客戶協議書 Client Agreement Aug 2017
ASL - 存款方法 Payment Methods Oct2017
— ASL - 存款方法 Payment Methods Oct2017
Corporate client:
ASL - 申請視為專業投資者 Letter for Treatment as PI (Corporate)
— ASL - 申請視為專業投資者 Letter for Treatment as PI (Corporate)
ASL - 自我證明表格實體 Entity Tax Residency Self-Certification Form
— ASL - 自我證明表格實體 Entity Tax Residency Self-Certification Form
ASL - 自我證明表格控權人 Controlling Person Tax Residency Self-Certification Form
— ASL - 自我證明表格控權人 Controlling Person Tax Residency Self-Certification Form
ASL - 董事會決議摘錄 Board Minutes
— ASL - 董事會決議摘錄 Board Minutes
ASL - 認識客戶問卷(公司客戶) KYC Questionnaire (Corporate)
— ASL - 認識客戶問卷(公司客戶) KYC Questionnaire (Corporate)
ASL - 開戶表 (機構專業投資者) Account Opening Form - Institutional PI (Oct 2017)
— ASL - 開戶表 (機構專業投資者) Account Opening Form - Institutional PI (Oct 2017)
ASL - 開戶表 Account Opening Form
— ASL - 開戶表 Account Opening Form
ASL - 防洗錢及恐怖活動融資風險評估問卷(公司) Anti-Money Laundering and Counter-Terrorist Financing Risk Assessment Questionnaire (Corporate account) Chi Eng
— ASL - 防洗錢及恐怖活動融資風險評估問卷(公司) Anti-Money Laundering and Counter-Terrorist Financing Risk Assessment Questionnaire (Corporate account) Chi Eng
fw8bene (Jul2017)
— fw8bene (Jul2017)
Individual client:
ASL - 認識客戶問卷(個人客戶) KYC Questionnaire_Individual
— ASL - 認識客戶問卷(個人客戶) KYC Questionnaire_Individual
ASL - 防洗錢及恐怖活動融資風險評估問卷(個人) AML and CTF Risk Assessment Questionnaire (Individual Account)
— ASL - 防洗錢及恐怖活動融資風險評估問卷(個人) AML and CTF Risk Assessment Questionnaire (Individual Account)
ASL - 關於個人資料(私隱)條例客戶通知 Personal Info Collection Statement
— ASL - 關於個人資料(私隱)條例客戶通知 Personal Info Collection Statement
ASL - 開戶表 Account Opening Form
— ASL - 開戶表 Account Opening Form
ASL - 中央結算交收指示 CCASS Settlement Instruction Investor Settlement Instruction Form
— ASL - 中央結算交收指示 CCASS Settlement Instruction Investor Settlement Instruction Form
ASL - 自我證明表格(個人) FATCA CRS Individual Tax Residency Account Opening Declaration form
— ASL - 自我證明表格(個人) FATCA CRS Individual Tax Residency Account Opening Declaration form
ASL - 股票提取指示 Securities Withdrawal Form
— ASL - 股票提取指示 Securities Withdrawal Form
ASL - 更改帳戶資料帳 Change Of Account Particulars
— ASL - 更改帳戶資料帳 Change Of Account Particulars
ASL - 提款指示 Withdrawn Instruction
— ASL - 提款指示 Withdrawn Instruction
ASL - 存款通知 Fund Deposit Notification
— ASL - 存款通知 Fund Deposit Notification
fw8ben (Jul2017)
— fw8ben (Jul2017)